Griffin has developed a comprehensive Business Continuity Plan designed to protect your interests in an event of an internal and/or external disruption.
This detailed plan allows us to recover critical systems and business functions as quickly as possible while minimizing any impact on our ability to communicate with you and meet your investment needs. The plan is administered by senior personnel and updated quarterly.
Client records and assets are held by our clearing firm, ConvergEx Group. ConvergEx submits its business continuity plan to Griffin for review regularly and we are confident that the plan adequately protects your interests, including your ability to access your records and assets in the event of an internal and/or external disruption.