About Us

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Griffin Securities is a research-driven investment banking firm providing corporate finance, merger & acquisitions, brokerage, and investment opportunities for institutional, corporate, and private clients. The firm is a member of the Financial Industry Regulatory Authority (FINRA) (www.finra.org) and the Securities Investor Protection Corporation (SIPC) (www.sipc.org). Griffin Securities is headquartered in New York City and has no other domestic or international affiliates or subsidiaries.

Our goal is to turn ideas into value through quality work, integrity, and business excellence. Our commitment to creating value is embraced throughout the organization at every level by working together to find and deliver solutions and pursuing those opportunities that will create the greatest returns for our clients and stakeholders.

Our commitment is built on a foundation of integrity, commitment to excellence, and the highest ethical standards. The power of our team and intellectual and financial capital enhances our ability to breed ideas that ignite value and shareholder appreciation. In all our businesses, our aim is to build long-term value and returns for our shareholders, clients, and each other and to build a preeminent, global investment banking and securities firm. Our unique focus of specializing on small to medium sized public and private companies provides the highest level of service to clients. In addition to the private placement of equity and debt securities with institutional investors and high net worth individuals, our investment banking services include financial advisory services, such as mergers and acquisitions, joint ventures, and capital market transactions.

Our research is keenly focused on delivering objective, value-added research and winning ideas. We hold strong expertise in key growth industries, including healthcare/biotechnology, technology, and telecommunications. Information and analysis is the key to understanding the business and investment opportunity. Our research objective is to provide information excellence, uniqueness, and independent research that is accurate and uncompromised. Griffin’s analysts continually scan the globe for the latest research and financial information that can assist in putting the whole story together. Our research department publishes in-depth research on companies and industries which is available at industry-standard venues including Bloomberg, Thomson Financial First Call, Reuters Research On Demand (formerly Multex), Capital IQ, etc. Please click here to access our sample published research reports. If you would like to be added to the research distribution, please click here or contact us.

Everything we do revolves around a single core principal, which is to develop strong relationships that lead to providing our clients with superior service and winning solutions that build shareholder value.