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Griffin Securities provides a wide range of brokerage services and account management for institutional and accredited investors.
Trading
Clients can enter orders online or call our trading/sales liaison desk which provides personalized service. Trade orders can be entered on major U.S. exchanges and most international exchanges. Positions can be held in multiple currencies. Confirmations and account statements can be provided electronically or by mail.
Griffin also offers the ability to purchase mutual funds and other investment vehicles based on one’s investment parameters. In addition, Griffin offers a wide variety of fixed income products including government, corporate, high-yield, municipal, and money market instruments.
Clearing
Griffin clears all brokerage transactions through Penson Financial Services, a full service securities firm that provides flexible, technology-based processing solutions for the execution, custody, and settlement of securities transactions. Penson Financial Services is owned by Penson Worldwide (NASDAQ: PNSN). To learn more about Penson Worldwide, visit its website at www.penson.com.
Asset Protection
Client accounts are protected by the Securities Investor Protection Corporation (SIPC) for up to $500,000 (including up to $100,000 for cash claims). In addition, Penson Financial Services has arranged for supplemental insurance protection for cash and securities, which covers $35 million ($900,000 for cash claims) per client. Please note, however, that neither the SIPC coverage nor the additional insurer coverage protects one’s assets against market loss. To learn more about SIPC, visit its website at www.sipc.org.
Account Access
Griffin provides extensive products and services for accessing and monitoring your accounts. Through a secure log-in, brokerage account holders can access their account to monitor activity, balances, positions, etc., and download monthly statements, P&L information, and other supporting documentation, as well as request electronic confirmations.
For information on how to open an account, click here.
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